Akio Yahiro-korte
Professional summary
Akio Yahiro-korte is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Akio is registered as a RR (Registered Representative) and started their career in finance in 2017. Akio has worked at 2 firms and has passed the Series 63, Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Akio Yahiro-korte's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003February 22, 2018 - April 2, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 6, 2017 - April 2, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2025)
Exams
Series 79TO
Date: 2/7/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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