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BP

Brendan M. Phillips

ONLYFUNDS
NEW YORK, NY
Some features on this profile are disabled
CRD#: 6819850
BP

Professional summary

Brendan M Phillips is a registered financial advisor currently at ONLYFUNDS located in New York, New York.

Brendan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brendan has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Better Mortgage, Capital Markets Associate I work on developing primary pricing and eligibility systems for residential mortgages to consumers. The business is not investment related. Start Date: 2/4/20 Hours/day: 8

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan M Phillips's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 12, 2024 - Present

ONLYFUNDS

RIA
CRD#: 312403
NEW YORK, NY
Past

February 8, 2021 - December 31, 2022

ONLYFUNDS

RIA
CRD#: 312403
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ON
ONLYFUNDS
ONLYFUNDS | PHILLIPS CAPITAL, LLC

CRD#: 312403 / SEC#: 801-120281

RIA
Registered Investment Advisory firm - (2/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(6/12/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/4/2020
Uniform Investment Adviser Law Examination

Current Firm

ON
ONLYFUNDS
ONLYFUNDS | PHILLIPS CAPITAL, LLC

CRD#: 312403 / SEC#: 801-120281

RIA
Registered Investment Advisory firm - (2/8/2021 Approved)
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Contact information

Main Address
New York, NY
Mailing Address
Phone number
(404) 274-3296
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ONLYFUNDS ADV PART 2 BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts12
AUM (Assets Under Management)$ 247,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONLYFUNDS

CRD#: 312403New York, NY

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