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CR

Christopher D. Rachek

ELEQUIN SECURITIES LLC
New York, NY 10018
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CRD#: 6819722
CR

Professional summary


Christopher Dillon Rachek, who also goes by Christopher Dillon Rachek, Christopher Rachek, is a registered financial professional currently at ELEQUIN SECURITIES LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2022. Christopher has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christopher Dillon Rachek | Christopher Rachek

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Dillon Rachek's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 6, 2023 - Present

ELEQUIN SECURITIES LLC

Office #1: 1333 Broadway Suite 500, New York, NY 10018Office #2: 1333 Broadway 5th Floor Ste. 500, New York, NY 10018
BD
CRD#: 311650
New York, NY
Past

May 10, 2022 - May 12, 2023

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/22/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/10/2022
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm


ES
ELEQUIN SECURITIES LLC
ELEQUIN SECURITIES LLC

CRD#: 311650 / SEC#: , 8-70654

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1333 Broadway Suite 500, New York, NY 10018
Mailing Address
1333 Broadway Suite 500, New York, NY 10018
Phone number
(929) 346-7126
Established
Delaware since 04/07/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ELEQUIN HOLDINGS LLCPARENT COMPANY
CROTTY, CHRISTOPHER CHARLESCHIEF COMPLIANCE OFFICER2488082
FINLAYSON, JAMES DREWPRESIDENT, FINOP, COO3096527
GUTIERREZ, PETER GERMANCHIEF EXECUTIVE OFFICER2933355

Red Flags


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Company Information


ELEQUIN SECURITIES LLC

CRD#: 311650New York, NY 10018

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