Christina M. Black
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina M Black, who also goes by Christina Marie Black, Christina Marie Peffer, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 2017. Christina had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2020 - June 23, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
November 20, 2020 - June 23, 2021
ALLSTATE FINANCIAL SERVICES, LLC
January 16, 2020 - September 21, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
January 16, 2020 - September 21, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
August 29, 2017 - September 5, 2019
EDWARD JONES
August 10, 2017 - September 5, 2019
EDWARD JONES
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
