Robert L. Engels
Professional summary
Robert Lawrence Engels, who also goes by Robert Engels, is a registered financial advisor currently at CMG WEALTH MANAGEMENT located in Plano, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Robert has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Lawrence Engels's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2023 - Present
CMG WEALTH MANAGEMENT
Office #1: 2500 Dallas Parkway, Suite 400, Plano, TX 75093September 9, 2020 - December 13, 2022
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
CMG WEALTH MANAGEMENT
CRD#: 307513 / SEC#: 801-118163
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/23/2023)
(4/14/2023)
(6/13/2023)
(4/14/2023)
(4/14/2023)
Exams
Series 7TO
Date: 9/9/2020
General Securities Representative ExaminationCurrent Firm
CMG WEALTH MANAGEMENT
CRD#: 307513 / SEC#: 801-118163
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 648 |
| AUM (Assets Under Management) | $ 342,313,013 |
Red Flags
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Company Information
CMG WEALTH MANAGEMENT
CRD#: 307513Plano, TX 75093TRUST BUT VERIFY
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