Sunil Harpalani

HOLISTIC VIEW FINANCIAL

Jamaica Plain, MA

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CRD#: 6818786

Professional summary

Sunil Harpalani, CFP® is a registered financial advisor currently at HOLISTIC VIEW FINANCIAL, LLC located in Jamaica Plain, Massachusetts.

Sunil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Sunil has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Life Transitions

Retirement Planning

Investment Planning

Tax Planning

Insurance Planning

Comprehensive Financial Planni...

Estate Planning

Do you have an area of expertise or specialization?

Fixed Fee (Subscription, Retai...

Generation X

Investment Advice with Ongoing...

LGBT Couples and Families

Medical Professionals

Middle Income Client Needs

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sunil Harpalani is currently the owner of Sunil Harpalani, LLC and operates as a financial planning and accounting consultant for businesses, primarily in the biotech industry. This activity accounts for up to 50% of his time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sunil Harpalani's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

October 11, 2017 - Present

HOLISTIC VIEW FINANCIAL, LLC

RIA

CRD#: 288975

Jamaica Plain, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2017

Uniform Investment Adviser Law Examination

Current Firm

HOLISTIC VIEW FINANCIAL, LLC

CRD#: 288975 / SEC#:

Massachusetts

Registered Investment Advisory firm - (10/11/2017 Approved)

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Contact information

Main Address

Jamaica Plain, MA

Mailing Address

Phone number

(617) 971-8395

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 27,950,924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Sunil Harpalani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sunil Harpalani's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLISTIC VIEW FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2017

Current Firm

HOLISTIC VIEW FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOLISTIC VIEW FINANCIAL, LLC

TRUST BUT VERIFY

Contact information

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