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AA

Alexander Alba

REGENT PEAK WEALTH ADVISORS
Atlanta, GA 30339
Some features on this profile are disabled
CRD#: 6818254
AA

Professional summary

Alexander Alba, CFP® is a registered financial advisor currently at REGENT PEAK WEALTH ADVISORS, LLC located in Atlanta, Georgia.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Alexander has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Alba's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

March 20, 2026 - Present

REGENT PEAK WEALTH ADVISORS, LLC

Office #1: 200 Galleria Pkwy Se Suite 1175, Atlanta, GA 30339
RIA
CRD#: 298259
Atlanta, GA
Past

March 20, 2023 - January 30, 2026

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
ATLANTA, GA
Past

March 15, 2023 - January 30, 2026

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
ATLANTA, GA
Past

March 2, 2021 - March 31, 2023

MERIT FINANCIAL ADVISORS

RIA
CRD#: 142457
Atlanta, GA
Past

February 26, 2021 - March 21, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
ROSWELL, GA
Past

March 3, 2020 - March 4, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Atlanta, GA
Past

January 24, 2020 - March 4, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Atlanta, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
REGENT PEAK WEALTH ADVISORS, LLC
BUCKHEAD, LLC | REGENT PEAK WEALTH ADVISORS, LLC

CRD#: 298259 / SEC#: 801-115021

RIA
Registered Investment Advisory firm - (5/2/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(3/20/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/2/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/24/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/19/2019
Securities Industry Essentials Examination

Current Firm

RP
REGENT PEAK WEALTH ADVISORS, LLC
BUCKHEAD, LLC | REGENT PEAK WEALTH ADVISORS, LLC

CRD#: 298259 / SEC#: 801-115021

RIA
Registered Investment Advisory firm - (5/2/2019 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
200 Galleria Pkwy Se Suite 1175, Atlanta, GA 30339
Mailing Address
Phone number
(470) 867-3550
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

REGENT PEAK WEALTH ADVISORS ADV PART 2A BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts1,542
AUM (Assets Under Management)$ 706,202,478

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/26/2025
Cover Page
Report
09/13/2024
Cover Page
Report
03/22/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REGENT PEAK WEALTH ADVISORS, LLC

CRD#: 298259Atlanta, GA 30339

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