Andrew J. Keehn

BROOKWOOD INVESTMENT GROUP

TOPEKA, KS

Some features on this profile are disabled

CRD#: 6817814

Professional summary

Andrew Jacob Keehn, who also goes by Andrew Jacob Keehn, Andrew Keehn, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Topeka, Kansas.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Andrew has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Jacob Keehn | Andrew Keehn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). ANDREW KEEHN; INVESTMENT RELATED; TOPEKA, KS; LIFE INSURANCE AND ANNUITY SALES; INSURANCE AGENT; SINCE 02/2016; APX 120 HOURS PER MONTH ALL OF WHICH ARE DURING TRADING HOURS. 2). BLACKSTONE WEALTH PROTECTORS- DBA, NON INVESTMENT RELATED; TOPEKA, KS; OWNER; TAX SERVICES; SINCE 12/2019; APX 60 HOURS PER MONTH, ALL OF WHICH ARE DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Jacob Keehn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2025 - Present

BROOKWOOD INVESTMENT GROUP

RIA

CRD#: 316544

TOPEKA, KS

Past

November 30, 2023 - December 21, 2023

OWLFI

RIA

CRD#: 311854

LENEXA, KS

Past

May 23, 2022 - August 9, 2023

REDWOOD PRIVATE WEALTH

RIA

CRD#: 312942

TOPEKA, KS

Past

September 17, 2020 - December 1, 2020

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

Topeka, KS

Past

December 18, 2019 - March 11, 2020

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

OLATHE, KS

Past

May 13, 2019 - March 11, 2020

PARK AVENUE SECURITIES LLC

CRD#: 46173

OLATHE, KS

Past

December 14, 2018 - February 19, 2019

EDWARD JONES

RIA

CRD#: 250

TOPEKA, KS

Past

October 30, 2018 - February 19, 2019

EDWARD JONES

CRD#: 250

TOPEKA, KS

Past

July 24, 2018 - September 6, 2018

MWA FINANCIAL SERVICES INC.

CRD#: 112630

TOPEKA, KS

Past

March 20, 2018 - March 30, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Lawrence, KS

Past

September 15, 2017 - March 1, 2018

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

WESTLAKE VILLAGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(6/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/9/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/21/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/15/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Mailing Address

Phone number

(480) 646-3504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,200
AUM (Assets Under Management)	$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew J. Keehn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Jacob Keehn's CRS (Customer Relationship Summary).

Certified licenses

Experience

OWLFI

REDWOOD PRIVATE WEALTH

CREATIVEONE WEALTH, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

EDWARD JONES

EDWARD JONES

MWA FINANCIAL SERVICES INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

FARMERS FINANCIAL SOLUTIONS, LLC

Primary Firm SEC Registration

BROOKWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2018

Series 63

Date: 8/9/2018

Series 7TO

Date: 11/21/2018

SIE

Date: 9/6/2018

Series 6

Date: 9/15/2017

Current Firm

BROOKWOOD INVESTMENT GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD INVESTMENT GROUP

TRUST BUT VERIFY

Similar Advisors