Yehoshua Lipsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yehoshua Lipsky, who also goes by Shuki Lipsky, Yehoshua Simcha Lipsky, Yehoshua Lipsky, was a registered financial professional .
Yehoshua is a previously registered financial professional and started their career in finance in 2017. Yehoshua had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2023 - August 12, 2026
FORESIDE FUND SERVICES, LLC
July 7, 2022 - December 31, 2022
DISTRIBUTION SERVICES, LLC
July 15, 2020 - June 13, 2022
DWS DISTRIBUTORS, INC.
February 5, 2019 - April 22, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 14, 2019 - April 22, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 21, 2018 - January 3, 2019
J.P. MORGAN SECURITIES LLC
September 26, 2017 - March 1, 2018
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
