Yehoshua Lipsky
Professional summary
Yehoshua Lipsky, who also goes by Shuki Lipsky, Yehoshua Simcha Lipsky, Yehoshua Lipsky, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Yehoshua is registered as a RR (Registered Representative) and started their career in finance in 2017. Yehoshua has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yehoshua Lipsky's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 19 West 44th Street 7th Floor, New York, NY 10036July 7, 2022 - December 31, 2022
DISTRIBUTION SERVICES, LLC
July 15, 2020 - June 13, 2022
DWS DISTRIBUTORS, INC.
February 5, 2019 - April 22, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 14, 2019 - April 22, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 21, 2018 - January 3, 2019
J.P. MORGAN SECURITIES LLC
September 26, 2017 - March 1, 2018
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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