Charles Joseph Dimaggio
Professional Summary
Charles Joseph Dimaggio, who also goes by Charlie Dimaggio, was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1970 - 2005. Charles had worked at 4 firms and has passed the Series 63, Series 6, Series 22 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charles Joseph Dimaggio, Charlie Dimaggio
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
56 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
HALLIDAY FINANCIAL, LLC | HRC SERVICES, INC. | HRC INVESTMENT SERVICES, INC.
Contact Information
Main Address
725 Glen Cove Avenue, Glen Head, NY 11545Mailing Address
725 Glen Cove Anuene, Glen Head, NY 11545Phone Number
(516) 671-1099Established
New York since 05/13/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HRC INVESTMENT SERVICES, INC. | DIRECT PARENT OF HALLIDAY FINANCIAL, LLC | — |
| PINO, RACHEL HOLSTE | FINOP, CCO, MANAGING MEMBER | 2381976 |
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1985About the Series 6 examSeries 22 — Direct Participation Programs Representative Examination
Passed Oct 1983About the Series 22 examSeries 1 — Registered Representative Examination
Passed Mar 1970Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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