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Jace Ray Hart

Jace R. Hart

ROCKWALL WEALTH MANAGEMENT
ROCKWALL, TX 75087
CRD#: 6817425
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Jace Ray Hart
Jace Ray HartROCKWALL WEALTH MANAGEMENT

Professional summary

Jace Ray Hart, CFP®, who also goes by Jace Hart, is a registered financial advisor currently at ROCKWALL WEALTH MANAGEMENT located in Rockwall, Texas and LEO BROKERAGE, LLC located in Rockwall, Texas.

Jace is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jace has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Retirement Planning
Insurance Planning
Education Planning
Comprehensive Financial Planni...
Estate Planning
Tax Planning
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

Jace Hart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jace Ray Hart's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

May 5, 2026 - Present

ROCKWALL WEALTH MANAGEMENT

Office #1: 301 N Goliad, Rockwall, TX 75087
RIA
CRD#: 339856
ROCKWALL, TX
Current

July 5, 2023 - Present

LEO BROKERAGE, LLC

Office #1: 301 No. Goliad, Rockwall, TX 75087
BD
CRD#: 109121
ROCKWALL, TX
Past

May 24, 2023 - June 3, 2026

LEO WEALTH, LLC

RIA
CRD#: 283891
Rockwall, TX
Past

October 15, 2019 - May 16, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
COMMERCE, TX
Past

October 15, 2019 - May 16, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
COMMERCE, TX
Past

September 11, 2018 - October 8, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
WESTLAKE, TX
Past

July 20, 2017 - October 7, 2019

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(7/5/2023)
IAR
Texas
(5/5/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/5/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/26/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/20/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RW
ROCKWALL WEALTH MANAGEMENT
ROCKWALL WEALTH MANAGEMENT | ROCKWALL WEALTH MANAGEMENT INC

CRD#: 339856 / SEC#: 801-135636

RIA
Registered Investment Advisory firm - (3/20/2026 120-Day Approval)
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Contact information

Main Address
301 N Goliad, Rockwall, TX 75087
Mailing Address
Phone number
(972) 771-1472
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/20/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROCKWALL WEALTH MANAGEMENT

CRD#: 339856Rockwall, TX 75087

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