Thomas J. Modec
Professional summary
Thomas Jack Modec III, who also goes by Tom Modec, Tommy Modec, is a registered financial advisor currently at COUNTERCULTURE WEALTH located in Maple Grove, Minnesota and NECTARINE located in Saint Anthony, Minnesota.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Thomas has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Jack Modec III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2022 - Present
COUNTERCULTURE WEALTH
April 3, 2024 - Present
NECTARINE
July 26, 2021 - March 3, 2022
MML INVESTORS SERVICES, LLC
July 12, 2021 - March 3, 2022
MML INVESTORS SERVICES, LLC
September 14, 2018 - July 16, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/20/2022)
(4/3/2024)
Exams
Series 7TO
Date: 6/12/2021
General Securities Representative ExaminationCurrent Firm
COUNTERCULTURE WEALTH
CRD#: 318333 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 881,020 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
