Emma J. Dell' Acqua
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emma Jane Dell' Acqua, who also goes by Emma J. Link, Emma Jane Link, was a registered financial professional .
Emma is a previously registered financial professional and started their career in finance in 2019. Emma had worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2021 - July 1, 2025
PRIME EXECUTIONS, INC.
December 17, 2019 - September 21, 2021
YOSEMITE EXECUTION PARTNERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 2/14/2020
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 12/17/2019
General Securities Representative ExaminationCurrent Firm
PRIME EXECUTIONS, INC.
CRD#: 32889 / SEC#: , 8-43985
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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