AC
Amanda Colon
OCM INVESTMENTS
New York, NY 10019
Some features on this profile are disabled
CRD#: 6816852
AC
Professional summary
Amanda Colon is a registered financial professional currently at OCM INVESTMENTS, LLC located in New York, New York.
Amanda is registered as a RR (Registered Representative) and started their career in finance in 2021. Amanda has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Amanda Colon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 27, 2022 - Present
OCM INVESTMENTS, LLC
Office #1: 1301 Avenue Of The Americas 34th Floor, New York, NY 10019BD
CRD#: 128803
New York, NY
Past
November 12, 2021 - May 23, 2022
MORGAN STANLEY
RIA
CRD#: 149777
New York, NY
Past
September 24, 2021 - May 23, 2022
MORGAN STANLEY
BD
CRD#: 149777
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/27/2022)
RR
Alaska(5/27/2022)
RR
Arizona(5/27/2022)
RR
Arkansas(5/27/2022)
RR
California(5/27/2022)
RR
Colorado(5/27/2022)
RR
Connecticut(5/27/2022)
RR
Delaware(5/27/2022)
RR
District of Columbia(5/27/2022)
RR
Florida(5/27/2022)
RR
Georgia(5/27/2022)
RR
Hawaii(5/27/2022)
RR
Idaho(5/27/2022)
RR
Illinois(5/27/2022)
RR
Indiana(5/27/2022)
RR
Iowa(5/27/2022)
RR
Kansas(5/27/2022)
RR
Kentucky(5/27/2022)
RR
Louisiana(5/27/2022)
RR
Maine(5/27/2022)
RR
Maryland(5/27/2022)
RR
Massachusetts(5/27/2022)
RR
Michigan(5/27/2022)
RR
Minnesota(5/27/2022)
RR
Mississippi(5/27/2022)
RR
Missouri(5/27/2022)
RR
Montana(5/27/2022)
RR
Nebraska(5/27/2022)
RR
Nevada(5/27/2022)
RR
New Hampshire(5/27/2022)
RR
New Jersey(5/27/2022)
RR
New Mexico(5/27/2022)
RR
New York(5/27/2022)
RR
North Carolina(5/27/2022)
RR
North Dakota(5/27/2022)
RR
Ohio(6/1/2022)
RR
Oklahoma(5/27/2022)
RR
Oregon(5/27/2022)
RR
Pennsylvania(5/27/2022)
RR
Puerto Rico(5/27/2022)
RR
Rhode Island(5/27/2022)
RR
South Carolina(5/27/2022)
RR
South Dakota(5/27/2022)
RR
Tennessee(5/27/2022)
RR
Texas(5/27/2022)
RR
Utah(5/27/2022)
RR
Vermont(5/27/2022)
RR
Virginia(5/27/2022)
RR
Washington(5/27/2022)
RR
West Virginia(5/27/2022)
RR
Wisconsin(5/27/2022)
RR
Wyoming(5/27/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/24/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
OCM INVESTMENTS, LLC
OCM INVESTMENTS, LLC
CRD#: 128803 / SEC#: , 8-66176
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
333 South Grand Avenue (28th Floor), Los Angeles, CA 90071
Mailing Address
333 South Grand Avenue (28th Floor), Los Angeles, CA 90071
Phone number
(213) 830-6300
Established
Delaware since 08/04/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
