Shelby S. Laidlaw
Professional summary
Shelby Starks Laidlaw, who also goes by Shelby Starks, is a registered financial professional currently at WATERVIEW SECURITIES, INC. located in Dallas, Texas.
Shelby is registered as a RR (Registered Representative) and started their career in finance in 2018. Shelby has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shelby Starks Laidlaw's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2020 - Present
WATERVIEW SECURITIES, INC.
Office #1: 12770 Coit Road Suite 1218, Dallas, TX 75251August 14, 2018 - July 6, 2020
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2020)
Exams
FINRA
Current Firm
WATERVIEW SECURITIES, INC.
CRD#: 147300 / SEC#: , 8-67895
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STARKS, LARRY SCOTT | PRESIDENT & CHIEF COMPLIANCE OFFICER | 4297708 |
Red Flags
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Company Information
WATERVIEW SECURITIES, INC.
CRD#: 147300Dallas, TX 75251TRUST BUT VERIFY
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