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CK

Collin Kelly

MAIA WEALTH
INDIANAPOLIS, IN 46240
Some features on this profile are disabled
CRD#: 6815858
CK

Professional summary

Collin Kelly, who also goes by Collin W Kelly, Collin Wilson Kelly, is a registered financial advisor currently at MAIA WEALTH located in Indianapolis, Indiana.

Collin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Collin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Collin W Kelly | Collin Wilson Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE AGENT. VARIOUS CARRIERS. NOT INVESTMENT RELATED. TRADING HOURS TIME SPENT= 15 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Collin Kelly's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 22, 2025 - Present

MAIA WEALTH

Office #1: 9365 Counselors Row Suite 215, Indianapolis, IN 46240
RIA
CRD#: 292817
INDIANAPOLIS, IN
Past

December 10, 2020 - April 30, 2025

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
NOBLESVILLE, IN
Past

December 10, 2020 - April 30, 2025

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NOBLESVILLE, IN
Past

March 4, 2019 - January 12, 2021

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Asheville, NC
Past

February 1, 2019 - January 12, 2021

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Asheville, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MAIA WEALTH
COOKIE WEALTH | WHITE BISON WEALTH MANAGEMENT, LLC | SILVEROAK | PHYXIUS FINANCIAL | PATHWAY ADVISORS GROUP | MIEDEMA WEALTH | MANA FINANCIAL GROUP | MAIA WEALTH, LLC | MAIA WEALTH | INTEGRATED FINANCIAL ARCHITECTS | HOFKIN CAPITAL MANAGEMENT

CRD#: 292817 / SEC#: 801-120452

RIA
Registered Investment Advisory firm - (3/5/2021 Approved)
California
Registered Investment Advisory firm - (6/6/2021 Terminated)
Colorado
Registered Investment Advisory firm - (5/7/2021 Terminated)
Texas
Registered Investment Advisory firm - (5/7/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(4/22/2025)
IAR
Texas
(4/22/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/4/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/1/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/19/2018
Securities Industry Essentials Examination

Current Firm

MW
MAIA WEALTH
COOKIE WEALTH | WHITE BISON WEALTH MANAGEMENT, LLC | SILVEROAK | PHYXIUS FINANCIAL | PATHWAY ADVISORS GROUP | MIEDEMA WEALTH | MANA FINANCIAL GROUP | MAIA WEALTH, LLC | MAIA WEALTH | INTEGRATED FINANCIAL ARCHITECTS | HOFKIN CAPITAL MANAGEMENT

CRD#: 292817 / SEC#: 801-120452

RIA
Registered Investment Advisory firm - (3/5/2021 Approved)
California
Registered Investment Advisory firm - (6/6/2021 Terminated)
Colorado
Registered Investment Advisory firm - (5/7/2021 Terminated)
Texas
Registered Investment Advisory firm - (5/7/2021 Terminated)
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Contact information

Main Address
1401 17th Street Suite 850, Denver, CO 80202
Mailing Address
Phone number
(720) 644-8803
Established
Firm type
Fiscal year end
# of Employees
44

SEC notice filing (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (9/12/2025)

Regulatory assets under management

Total Number of Accounts2,445
AUM (Assets Under Management)$ 704,344,811

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAIA WEALTH

CRD#: 292817Indianapolis, IN 46240

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