Louis D. Littrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Dee Littrell, who also goes by Louis Dee Littrell Jr, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 2017. Louis had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2019 - March 13, 2024
AVANTAX ADVISORY SERVICES
October 25, 2019 - March 13, 2024
AVANTAX INVESTMENT SERVICES, INC.
December 26, 2018 - October 25, 2019
1ST GLOBAL ADVISORS INC
December 26, 2018 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
August 15, 2018 - December 21, 2018
USAA FINANCIAL ADVISORS, INC.
August 29, 2017 - October 17, 2017
EDWARD JONES
August 10, 2017 - October 17, 2017
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
