Stephen A. Johnson
Professional summary
Stephen Andrew Johnson, who also goes by Andrew Johnson, Stephen Johnson, is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in Denver, Colorado.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2018. Stephen has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Andrew Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2025 - Present
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
Office #1: 1200 17th Street Suite #2900, Denver, CO 80202September 9, 2021 - August 15, 2025
BLUE OWL SECURITIES
October 29, 2018 - August 27, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 2018 - August 27, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2025)
(9/23/2025)
(9/23/2025)
Exams
FINRA
Current Firm
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
CRD#: 119546 / SEC#: , 8-65199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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