Kaitlyn A. O'neill
Professional summary
Kaitlyn Ann O'neill, who also goes by Kaitlyn Ann Conte, is a registered financial advisor currently at MASSACHUSETTS WEALTH MANAGEMENT, LLC located in North Andover, Massachusetts.
Kaitlyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Kaitlyn has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kaitlyn Ann O'neill's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2022 - Present
MASSACHUSETTS WEALTH MANAGEMENT, LLC
Office #1: 807 Turnpike Street, North Andover, MA 01845October 1, 2018 - May 12, 2022
BARCLAYS CAPITAL INC.
Primary Firm SEC Registration
MASSACHUSETTS WEALTH MANAGEMENT, LLC
CRD#: 160235 / SEC#: 801-112083
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/3/2023)
(11/7/2022)
Exams
Current Firm
MASSACHUSETTS WEALTH MANAGEMENT, LLC
CRD#: 160235 / SEC#: 801-112083
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 499 |
| AUM (Assets Under Management) | $ 251,566,597 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/26/2025 | ||
| 04/10/2024 | ||
| 01/25/2023 |
Red Flags
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Company Information
MASSACHUSETTS WEALTH MANAGEMENT, LLC
CRD#: 160235North Andover, MA 01845TRUST BUT VERIFY
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