Roland E. Mcintyre

MOUNTAINTOP WEALTH

Chattanooga, TN

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CRD#: 6814494

Professional summary

Roland Edward Mcintyre III, who also goes by Roland Mcintyre, is a registered financial advisor currently at MOUNTAINTOP WEALTH located in Chattanooga, Tennessee.

Roland is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Roland has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Roland Mcintyre

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The name of the business is MW Education LLC. Please note this investment-related activity is for financial education purposes only. The business is a financial education firm focused on providing financial literacy through digital and in-person courses. Roland McIntyre is the sole owner as of February 11th,2023. He spends less than 10 hours a month devoted to this business activity which includes course creation and business management. 7345 Landlock Drive Chattanooga, TN.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roland Edward Mcintyre III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2023 - Present

MOUNTAINTOP WEALTH

RIA

CRD#: 318153

Chattanooga, TN

Past

January 13, 2022 - December 31, 2022

MOUNTAINTOP WEALTH

RIA

CRD#: 318153

CHATTANOOGA, TN

Past

August 24, 2017 - January 27, 2022

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

BRENTWOOD, TN

Past

August 3, 2017 - January 27, 2022

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

BRENTWOOD, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(1/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/23/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2017

General Securities Representative Examination

Current Firm

MOUNTAINTOP WEALTH

MOUNTAINTOP WEALTH | MOUNTAINTOP WEALTH LLC

CRD#: 318153 / SEC#:

Tennessee

Registered Investment Advisory firm - (1/15/2023 Approved)

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Contact information

Main Address

Chattanooga, TN

Mailing Address

Phone number

(423) 556-6727

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 387,044

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roland E. Mcintyre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roland Edward Mcintyre III's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOUNTAINTOP WEALTH

MOUNTAINTOP WEALTH

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/23/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/3/2017

Current Firm

MOUNTAINTOP WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOUNTAINTOP WEALTH

TRUST BUT VERIFY

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