Mike R. Monteith

MONTEITH WEALTH

Bozeman, MT 59718

Some features on this profile are disabled

CRD#: 6814440

Professional summary

Mike Ray Monteith, CFP® is a registered financial advisor currently at MONTEITH WEALTH located in Bozeman, Montana.

Mike is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Mike has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mike Ray Monteith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

May 1, 2020 - Present

MONTEITH WEALTH

Office #1: 517 S 22nd Ave., Suite 4, Bozeman, MT 59718

RIA

CRD#: 308179

Bozeman, MT

Past

August 11, 2017 - May 4, 2020

ADVISORY SERVICES NETWORK

RIA

CRD#: 146051

Bozeman, MT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alaska
(2/2/2021)

IAR

Montana
(5/1/2020)

IAR

Oregon
(5/19/2020)

IAR

Washington
(5/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/10/2017

Uniform Investment Adviser Law Examination

Current Firm

MONTEITH WEALTH

MONTEITH WEALTH | MONTEITH WEALTH, LLC. | MONTEITH WEALTH STRATEGIES

CRD#: 308179 / SEC#:

Alaska

Registered Investment Advisory firm - (2/2/2021 Approved)

Montana

Registered Investment Advisory firm - (4/30/2020 Approved)

Oregon

Registered Investment Advisory firm - (5/19/2020 Approved)

Washington

Registered Investment Advisory firm - (5/18/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

517 S 22nd Ave., Suite 4, Bozeman, MT 59718

Mailing Address

Phone number

(406) 613-7575

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	240
AUM (Assets Under Management)	$ 73,735,964

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Terry Scipio

SCIPIO FINANCIAL LLC

IAR

SUMMERVILLE, SC

Jose Lozano

STONEX FINANCIAL INC.

WINTER PARK, FL

John Valencia

LPL FINANCIAL LLC

IAR

LARGO, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mike R. Monteith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mike Ray Monteith's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONTEITH WEALTH

ADVISORY SERVICES NETWORK

State Registrations and Notice Filings

Exams

Series 65

Date: 8/10/2017

Current Firm

MONTEITH WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONTEITH WEALTH

TRUST BUT VERIFY

Similar Advisors