YL
Yingqi Linghu
IP FINANCIAL ADVISORY SERVICES LLC
Irvine, CA
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CRD#: 6814433
YL
Professional summary
Yingqi Linghu is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Irvine, California and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Yingqi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Yingqi has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent insurance agent; Grand Prospects Financial & Insurance Services; City of Industry, CA; 08/2018 to present; 20 hours/week, 0 hours during trading hours; No investment related Registered Representative; Fortune Securities, Inc.; Alhambra, CA; 03/2019 to present; 20 hours/week, 15 hours during trading hours, investment-related Registered Investment Advisor Rep; Castle Group Investment Counsel, Inc.; Arcadia, CA; 07/2020 to present; 2 hours per month, 0 hours during trading hours, investment-related Management and Business Development, CEO- Exeter Energy Inc; 35 Waterspout, Irvine CA 92620. Commission Base, 20 hours per week, Non-Investment-related. Providing cleaning service for solar panels using IPV cleaning robot. Haizol Dot Com, BD And marketing for automated intelligent system, Marketing support, $30k approx 10 week. BGA Insurance Group, For Profit. Insurance Agent. Start Date: 04/10/2025, End Date 04/10/2026. 35 Watersprout, Irvine, CA 92620. Very limited investment advisory, focus on insurance, annuity, and index insurance products. 15 hours per week. Business hour depends on potential client need.
CRS (Client Relationship Summary) - RIA
Click below to view Yingqi Linghu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2021 - Present
IP FINANCIAL ADVISORY SERVICES LLC
RIA
CRD#: 305772
Irvine, CA
Current
January 29, 2021 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210RIA
BD
CRD#: 146344
Charlotte, NC
Past
July 31, 2020 - December 31, 2020
CASTLE GROUP INVESTMENT COUNSEL, INC.
RIA
CRD#: 134992
ARCADIA, CA
Past
March 21, 2019 - December 31, 2020
FORTUNE SECURITIES, INC.
BD
CRD#: 40821
ALHAMBRA, CA
Past
April 24, 2018 - August 2, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
IRVINE, CA
Past
July 25, 2017 - August 2, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
RIA
Registered Investment Advisory firm - (10/17/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/29/2021)
IAR
California(2/9/2021)
RR
Maryland(6/25/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/21/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
RIA
Registered Investment Advisory firm - (10/17/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5950 Fairview Road, Suite 140, Charlotte, NC 28210
Mailing Address
Phone number
(980) 326-3335
Established
Firm type
Fiscal year end
# of Employees
112
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
