Stephen J. Berte
Professional summary
Stephen John Berte, who also goes by Stephen John Berte, is a registered financial professional currently at BIDS TRADING L.P. located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2020. Stephen has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen John Berte's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2022 - Present
BIDS TRADING L.P.
Office #1: One Liberty Plaza 165 Broadway 23rd Floor, New York, NY, 10006July 27, 2021 - March 11, 2022
TOURMALINE PARTNERS, LLC
August 19, 2020 - June 28, 2021
LIQUIDNET, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2022)
Exams
Series 7TO
Date: 8/19/2020
General Securities Representative ExaminationFINRA
Current Firm
BIDS TRADING L.P.
CRD#: 141296 / SEC#: , 8-67376
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BIDS HOLDINGS L.P. | SOLE LIMITED PARTNER | |
| BERTE, STEPHEN | PRESIDENT | 6813438 |
| BIDS HOLDINGS GP LLC | GENERAL PARTNER | |
| BOLTON, STEPHEN ANTHONY | PRINCIPAL FINANCIAL OFFICER | 7201776 |
| LAZO, THEODORE RICHARD | CHIEF LEGAL OFFICER | 7215911 |
| SARHAN, ADEL | CHIEF OPERATING OFFICER | 5354052 |
| SMITH, BRIAN | CHIEF COMPLIANCE OFFICER | 2866603 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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