DR
Daniel A. Raps-huffman
FLORIDA FINANCIAL ADVISORS
Atlanta, GA 30305
Some features on this profile are disabled
CRD#: 6813261
DR
Professional summary
Daniel A Raps-huffman, who also goes by Daniel Alan Raps, Daniel Alan Raps-huffman, Daniel Raps-huffman, is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Atlanta, Georgia and TRINITY WEALTH SECURITIES, L.L.C. located in Atlanta, Georgia.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Daniel has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Alan Raps | Daniel Alan Raps-Huffman | Daniel Raps-Huffman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Trinity Wealth Securities. Investment Related. Atlanta, GA 30305. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 03/2019. Hours per Month: 160. Hours per Month During Trading Hours: 160. Securities Related Activities. 2.Florida Financial Advisors. Investment Related. Atlanta, GA 30305. Nature of Business: RIA. Position: Financial Consultant. Start Date: 07/2017. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities 3)Florida Financial Insurance. Not Investment Related. Tampa, FL 33634. Fixed Insurance Sales. 03/2019. Hours per Month: 10 hours during trading. Duties: fixed insurance sales. 4)2-15 Life Including Variable Annuity & Health Licence; Investment related: No. Location of the business: Tampa, Fl 33609. Description of the business: License. Position title: License holder. Start date: 6/2018. Hours per Month During Trading Hours: 10. 5.) Rental Property at 1911 Montana Ave NE, Saint Petersburg FL 33703. Non-investment related business, see address as name of business. This is a home that i own in Florida that i am currently renting out. I am the homeowner and thus the landlord would be my title. We started renting out on 05/01/2022. I devote potentially 3-5 hours a month to the business, however none of that occurs during securities trading hours. My duties are to collect rent and make sure the property is maintained. 6.) Board Position at the Community Foundation for Financial Literacy, address is 2221 Peachtree Rd NE, D217, Atlanta, GA 30309. This is non-investment related business. This organization is a 501c3 non-profit organization aimed at helping to educate local youth in basic personal finance concepts so they can create a better financial future for themselves and their families. My position is on the board assisting with fund raising and social media campaigning. I started this relationship approximately January 1st of 2023. I most likely dedicate 2 hours a month to this position and that time is exclusively on the weekends. 7.) Estate Planner with Estate Guru. Business is non-investment related, address is 550 Pharr Rd NE, Suite 400, Atlanta GA 30305. I build estate plans and trust documents with the help of an attorney through Estate Guru. I recently started this business, in the last 2 months, and i probably only dedicate 1-2 hours a month towards this activity and do not do during normal trading hours. 8.) Raps Management LLC. Investment related. 2475 Rosecrest Place Northeast, Atlanta GA 30345. Nature: Insurance and finance planning. Position: CEO. Start: 3/4/2025. Hours per month: 200. Hours per month trading: 2. LLC is to separate business and personal expenses. All income earned through this LLC is direct from ALG for insurance commissions, AUM fees, and financial planning fees.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel A Raps-huffman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2019 - Present
FLORIDA FINANCIAL ADVISORS, LLC
Office #1: 550 Pharr Road, Suite 400, Atlanta, GA 30305RIA
CRD#: 288811
Atlanta, GA
Current
March 9, 2019 - Present
TRINITY WEALTH SECURITIES, L.L.C.
Office #1: 550 Pharr Road Suite 400, Atlanta, GA 30305BD
CRD#: 104348
Atlanta, GA
Past
April 5, 2018 - March 7, 2019
IFS SECURITIES
BD
CRD#: 40375
Tampa, FL
Past
July 1, 2017 - March 27, 2018
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Tampa, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2023)
RR
Florida(3/9/2019)
IAR
Florida(9/13/2019)
RR
Georgia(3/31/2022)
IAR
Georgia(5/9/2022)
IAR
Louisiana(7/16/2025)
RR
North Carolina(11/12/2024)
RR
South Carolina(9/8/2023)
IAR
Texas(4/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634
Mailing Address
Phone number
(813) 333-1683
Established
Firm type
Fiscal year end
# of Employees
465
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,769 |
| AUM (Assets Under Management) | $ 317,826,011 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
