Jonathan B. Morgan

TAELOS FINANCIAL PARTNERS LLC

APEX, NC

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CRD#: 6813169

Professional summary

Jonathan Brian Morgan, who also goes by Brian Morgan, J Brian Morgan, is a registered financial advisor currently at TAELOS FINANCIAL PARTNERS LLC located in Apex, North Carolina.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jonathan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Morgan | J Brian Morgan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

J. Brian Morgan is a licensed insurance agent (investment-related). As such he can provide advice and recommendations in favor or against different insurance policy types, products and options based on the client's best interest. Address: 1201 Celestine Place, Apex, North Carolina 27502 However, it is the firm's policy that J. Brian Morgan does not sell (i.e. serve as the selling agent) insurance and annuity products. In order to avoid the emergence of conflicts of interest J. Brian Morgan will never sell commission compensated insurance and/or annuity products to clients of Taelos Financial Partners and will never receive commissions from the sale of insurance and/or annuity products. He therefore spends 0% of his activities selling insurance and annuity products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Brian Morgan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2022 - Present

TAELOS FINANCIAL PARTNERS LLC

RIA

CRD#: 320700

APEX, NC

Past

December 9, 2020 - March 25, 2022

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

Raleigh, NC

Past

December 9, 2020 - March 25, 2022

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

Raleigh, NC

Past

September 15, 2017 - December 1, 2020

EDWARD JONES

RIA

CRD#: 250

CARY, NC

Past

July 25, 2017 - December 1, 2020

EDWARD JONES

CRD#: 250

CARY, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/14/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2017

General Securities Representative Examination

Current Firm

TAELOS FINANCIAL PARTNERS LLC

TAELOS FINANCIAL PARTNERS LLC | TAELOS FINANCIAL PARTNERS, LLC

CRD#: 320700 / SEC#:

North Carolina

Registered Investment Advisory firm - (7/1/2022 Approved)

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Contact information

Main Address

Apex, NC

Mailing Address

P.o. Box 2176, Apex, NC 27502

Phone number

(919) 473-6098

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	125
AUM (Assets Under Management)	$ 7,838,548

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan B. Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Brian Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAELOS FINANCIAL PARTNERS LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 9/14/2017

SIE

Date: 10/1/2018

Series 7

Date: 7/25/2017

Current Firm

TAELOS FINANCIAL PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAELOS FINANCIAL PARTNERS LLC

TRUST BUT VERIFY

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