Nicole M. Dellapasqua

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CRD#: 6813013

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicole Marie Dellapasqua, CFP® was a registered financial professional .

Nicole is a previously registered financial professional and started their career in finance in 2017. Nicole had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 35747

Boston, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHOATE INVESTMENT ADVISORS

CHOATE INVESTMENT ADVISORS | CHOATE INVESTMENT ADVISORS LLC

CRD#: 106109 / SEC#: 801-53321

RIA

Registered Investment Advisory firm - (11/29/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/31/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/2017

General Securities Representative Examination

Current Firm

CHOATE INVESTMENT ADVISORS

CHOATE INVESTMENT ADVISORS | CHOATE INVESTMENT ADVISORS LLC

CRD#: 106109 / SEC#: 801-53321

RIA

Registered Investment Advisory firm - (11/29/1996 Approved)

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Contact information

Main Address

Two International Place Suite 3000, Boston, MA 02110

Mailing Address

Phone number

(617) 973-4900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIA ADV 2A OTAA 3.31.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,850
AUM (Assets Under Management)	$ 8,875,554,325

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
11/28/2023	Cover Page	Report
12/20/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicole M. Dellapasqua

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CRESTWOOD ADVISORS

CERITY PARTNERS LLC

BAINCO INTERNATIONAL INVESTORS LLC

MCADAM LLC

PURSHE KAPLAN STERLING INVESTMENTS

Primary Firm SEC Registration

CHOATE INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/31/2017

SIE

Date: 1/4/2018

Series 7

Date: 8/12/2017

Current Firm

CHOATE INVESTMENT ADVISORS

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CHOATE INVESTMENT ADVISORS

TRUST BUT VERIFY

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