CR
Christopher H. Rabroker
PERFORMANCE TRUST CAPITAL PARTNERS
Dallas, TX 75201
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CRD#: 6813007
CR
Professional summary
Christopher Hal Rabroker, who also goes by Christopher Rabroker, is a registered financial professional currently at PERFORMANCE TRUST CAPITAL PARTNERS, LLC located in Dallas, Texas.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2018. Christopher has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Christopher Rabroker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christopher Hal Rabroker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2020 - Present
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
Office #1: 1909 Woodall Rodgers Freeway Suite 550, Dallas, TX 75201BD
CRD#: 36155
Dallas, TX
Past
October 7, 2019 - July 8, 2020
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
DALLAS, TX
Past
April 24, 2019 - July 8, 2020
B. RILEY SECURITIES, INC.
BD
CRD#: 25027
Dallas, TX
Past
April 27, 2018 - April 24, 2019
HILLTOP SECURITIES INC.
BD
CRD#: 6220
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(4/24/2024)
RR
Delaware(4/24/2024)
RR
District of Columbia(8/14/2024)
RR
Florida(4/24/2024)
RR
Georgia(4/24/2024)
RR
Idaho(4/24/2024)
RR
Illinois(7/22/2020)
RR
Maryland(4/24/2024)
RR
Michigan(4/24/2024)
RR
Minnesota(4/24/2024)
RR
New Jersey(4/24/2024)
RR
New York(3/7/2024)
RR
Oklahoma(4/24/2024)
RR
Oregon(4/24/2024)
RR
Pennsylvania(4/24/2024)
RR
Texas(7/22/2020)
RR
Virginia(4/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
PT
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
BETZOLD RESEARCH AND TRADING, INC. | PT CAPITAL PARTNERS, LLC | PERFORMANCE TRUST CAPITAL PARTNERS, LLC | PERFORMANCE TRUST CAPITAL PARTNERS, INC. | BETZOLD, BERG, NUSSBAUM & HEITMAN, INC. | BETZOLD, BERG & NUSSBAUM, INC. | BETZOLD, BERG & ASSOCIATES, INC.
CRD#: 36155 / SEC#: 801-72427, 8-47035
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
500 W. Madison Suite 450, Chicago, IL 60661
Mailing Address
500 W. Madison Suite 450, Chicago, IL 60661
Phone number
(312) 521-1452
Established
Illinois since 10/06/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
357
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PT FINANCIAL COMPANIES, LLC | MANAGING MEMBER | |
| BERG, RICHARD SCOTT | BOARD MEMBER | 1077170 |
| BROWN, ERIC PAUL | PRESIDENT - INSTITUTIONAL GROUP / BOARD MEMBER | 4213450 |
| BURESH, ADAM COULTER | BOARD MEMBER | 5216617 |
| DOCHERTY, JENNIFER ANN | CORPORATE SECRETARY | 4587223 |
| DONOVAN, TRACI | GENERAL COUNSEL | 5694928 |
| GAZDA, RYAN M | CHIEF FINANCIAL OFFICER | 4230980 |
| GRAHAM, RICHARD WARWICK JR | PARTNER AND MANAGING DIRECTOR, BOARD MEMBER | 5836195 |
| JOHNSON, CRAIG STEPHEN | MANAGING DIRECTOR - TRADE DESK | 2339510 |
| JOHNSON, ZACHARY ROBERT | BOARD MEMBER | 5192352 |
| LEIBFRIED, BRIAN KEITH | MANAGING DIRECTOR, BOARD MEMBER | 4438951 |
| LOVE, KRISTIN M | CCO & COO | 4370951 |
| SALUTRIC, DAVID RAYMOND | HEAD OF CIA | 6146435 |
| SHAH, CHIRAG | CEO AND PRESIDENT / BOARD MEMBER | 4838599 |
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 301,689,867 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
CRD#: 36155Dallas, TX 75201TRUST BUT VERIFY
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