Jeremy L. Lau
PRUDENT INVESTORS
Lake Forest, CA 92630
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CRD#: 6812603
Professional summary
Jeremy Le Van Lau, CFP®, who also goes by Jeremy Lau, is a registered financial advisor currently at PRUDENT INVESTORS located in Lake Forest, California.
Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jeremy has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
What are your service offerings?
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Jeremy Lau
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Cal State Fullerton Instructor of the online Investment Management course. 800 N State College Blvd, Fullerton, CA 92831. Non-investment related. Started in 2019. 0 hours a month during securities trading hours; 2 hours during outside business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Le Van Lau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
June 21, 2017 - Present
PRUDENT INVESTORS
Office #1: 22932 El Toro Rd., Lake Forest, CA 92630RIA
CRD#: 127284
Lake Forest, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PRUDENT INVESTORS
PRUDENT INVESTORS | PRUDENT INVESTORS NETWORK, INC.
CRD#: 127284 / SEC#: 801-79432
RIA
Registered Investment Advisory firm - (4/7/2014 Approved)Arizona
Registered Investment Advisory firm - (7/16/2014 Terminated)California
Registered Investment Advisory firm - (8/15/2014 Terminated)Louisiana
Registered Investment Advisory firm - (8/1/2014 Terminated)Nevada
Registered Investment Advisory firm - (8/25/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/21/2017)
IAR
Texas(2/23/2023)
Current Firm
PI
PRUDENT INVESTORS
PRUDENT INVESTORS | PRUDENT INVESTORS NETWORK, INC.
CRD#: 127284 / SEC#: 801-79432
RIA
Registered Investment Advisory firm - (4/7/2014 Approved)Arizona
Registered Investment Advisory firm - (7/16/2014 Terminated)California
Registered Investment Advisory firm - (8/15/2014 Terminated)Louisiana
Registered Investment Advisory firm - (8/1/2014 Terminated)Nevada
Registered Investment Advisory firm - (8/25/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
22932 El Toro Rd., Lake Forest, CA 92630
Mailing Address
Phone number
(760) 597-9255
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 580 |
| AUM (Assets Under Management) | $ 409,250,453 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
