Mark S. Werner

LAFFER TENGLER INVESTMENTS

Scottsdale, AZ 85253

Some features on this profile are disabled

CRD#: 6812128

Professional summary

Mark Steven Werner, who also goes by Mark Werner, is a registered financial advisor currently at LAFFER TENGLER INVESTMENTS, INC. located in Scottsdale, Arizona.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Mark has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Werner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I have LP investments in a handful of early-stage companies. These are passive stakes and I receive no compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Werner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2025 - Present

LAFFER TENGLER INVESTMENTS, INC.

Office #1: 6730 N. Scottsdale Road, Suite 230, Scottsdale, AZ 85253

RIA

CRD#: 108068

Scottsdale, AZ

Past

July 22, 2024 - November 18, 2024

DEFINED PURPOSE CAPITAL LLC

RIA

CRD#: 332015

BERKELEY HEIGHTS, NJ

Past

December 18, 2018 - February 7, 2024

FRED ALGER & COMPANY, LLC

CRD#: 5300

NEW YORK, NY

Past

September 27, 2017 - December 11, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WALNUT CREEK, CA

Past

August 18, 2017 - December 11, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WALNUT CREEK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAFFER TENGLER INVESTMENTS, INC.

LAFFER INVESTMENTS INC | LAFFER TENGLER INVESTMENTS, INC. | LAFFER TENGLER INVESTMENTS

CRD#: 108068 / SEC#: 801-56953

RIA

Registered Investment Advisory firm - (11/10/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/10/2025)

IAR

Texas
(3/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2017

General Securities Representative Examination

Current Firm

LAFFER TENGLER INVESTMENTS, INC.

LAFFER INVESTMENTS INC | LAFFER TENGLER INVESTMENTS, INC. | LAFFER TENGLER INVESTMENTS

CRD#: 108068 / SEC#: 801-56953

RIA

Registered Investment Advisory firm - (11/10/1999 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1005 17th Ave S Suite 900, Nashville, TN 37212

Mailing Address

6730 N. Scottsdale Road Suite 230, Scottsdale, AZ 85253

Phone number

(800) 838-3468

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LAFFER TENGLER INVESTMENTS ADV PART 2A (9/10/2025)

LAFFER TENGLER INVESTMENTS ADV APPENDIX 1 WRAP FEE BROCHURE (9/10/2025)

Regulatory assets under management

Total Number of Accounts	673
AUM (Assets Under Management)	$ 622,024,616

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark S. Werner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Werner's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEFINED PURPOSE CAPITAL LLC

FRED ALGER & COMPANY, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

LAFFER TENGLER INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/18/2017

Current Firm

LAFFER TENGLER INVESTMENTS, INC.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAFFER TENGLER INVESTMENTS, INC.

TRUST BUT VERIFY

Similar Advisors