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MG

Matthew Gwizdz

COMPOUND PLANNING
Readington Township, NJ
Some features on this profile are disabled
CRD#: 6811985
MG
Matthew GwizdzCOMPOUND PLANNING

Professional summary

Matthew Gwizdz, who also goes by Matthew Edward Gwizdz, is a registered financial advisor currently at COMPOUND PLANNING, INC. located in Readington Township, New Jersey.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Matthew has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Matthew Edward Gwizdz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Gwizdz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 14, 2026 - Present

COMPOUND PLANNING, INC.

RIA
CRD#: 171787
Readington Township, NJ
Past

October 8, 2024 - July 15, 2026

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
New York, NY
Past

August 13, 2024 - July 15, 2026

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
New York, NY
Past

August 7, 2023 - August 13, 2024

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT

CRD#: 171787 / SEC#: 801-126007

RIA
Registered Investment Advisory firm - (7/1/2022 Approved)
California
Registered Investment Advisory firm - (8/13/2022 Terminated)
Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(5/15/2026)
IAR
Texas
(5/14/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/8/2024
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/1/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/7/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/2/2022
Securities Industry Essentials Examination

Current Firm

CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT

CRD#: 171787 / SEC#: 801-126007

RIA
Registered Investment Advisory firm - (7/1/2022 Approved)
California
Registered Investment Advisory firm - (8/13/2022 Terminated)
Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)
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Contact information

Main Address
115 Broadway 5th Floor, New York, NY 10006
Mailing Address
169 Madison Avenue Suite 15201, New York, NY 10016
Phone number
(888) 533-9364
Established
Firm type
Fiscal year end
# of Employees
104

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COMPOUND PLANNING-FORM ADV, PART 2A BROCHURE (9/29/2025)

Regulatory assets under management

Total Number of Accounts6,372
AUM (Assets Under Management)$ 3,025,356,111

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPOUND PLANNING, INC.

CRD#: 171787Readington Township, NJ

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