William W. Seabaugh
Professional summary
William Wesley Seabaugh, who also goes by William Wesley Seabaugh, Will Seabaugh, is a registered financial professional currently at CAPSTONE PARTNERS located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2017. William has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Wesley Seabaugh's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2023 - Present
CAPSTONE PARTNERS
Office #1: 104 West 40th Street 3rd Floor, New York, NY 10018June 23, 2021 - March 26, 2023
J.P. MORGAN SECURITIES LLC
April 2, 2018 - June 7, 2021
RABO SECURITIES USA, INC.
July 26, 2017 - February 28, 2018
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2023)
(1/16/2025)
Exams
Series 7TO
Date: 9/4/2019
General Securities Representative ExaminationFINRA
Current Firm
CAPSTONE PARTNERS
CRD#: 132185 / SEC#: , 8-66572
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPSTONE CORPORATE FINANCE LLC | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| CASPER, MARK VERNON JR. | CHIEF FINANCIAL OFFICER | 6682711 |
| DAHLKE, STEPHEN MATTHEW | CHIEF COMPLIANCE OFFICER | 2577928 |
| FERRARA, JOHN MARIO II | PRESIDENT | 2097226 |
| JANSON, PAUL EDWARD | DIRECTOR | 4992234 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | EXECUTIVE MANAGING DIRECTOR | 6419334 |
| VALDIVIA, SERENA | AML OFFICER | 7790899 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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