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CL

Chiahsin Lu

CL FAMILY CONSULTING LLC
Lexington, MA
Some features on this profile are disabled
CRD#: 6811201
CL

Professional summary

Chiahsin Lu, who also goes by Max Lu, is a registered financial advisor currently at CL FAMILY CONSULTING LLC located in Lexington, Massachusetts.

Chiahsin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Chiahsin has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Max Lu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Chelsea Manufacturing Corp., China, Manager, this is a company that assists with communications with manufacturers in Greater China and sells guitar pedals, enclosures and other accessories in the United States, uncompensated consultant position, weekly commitment of 4 hours; Maxgain LLC, New York, Manager, Real Estate investment company that rents a residential condominium in New York, zero compensation, zero hours of work per week; Maxgain Two LLC, New York, Manager, Real Estate investment company that rents a residential condominium in New York, zero compensation, zero hours of work per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chiahsin Lu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 22, 2020 - Present

CL FAMILY CONSULTING LLC

RIA
CRD#: 306702
Lexington, MA
Past

August 7, 2018 - August 21, 2019

MTS SECURITIES, LLC

BD
CRD#: 104059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(4/22/2020)
IAR
Nevada
(4/25/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/20/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/14/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/7/2018
Investment Banking Registered Representative Examination

Current Firm

CF
CL FAMILY CONSULTING LLC
CL FAMILY CONSULTING LLC

CRD#: 306702 / SEC#:

Massachusetts
Registered Investment Advisory firm - (4/22/2020 Approved)
Nevada
Registered Investment Advisory firm - (4/20/2023 Approved)
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Contact information

Main Address
Las Vegas, NV
Mailing Address
Phone number
(617) 388-9422
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CL FAMILY CONSULTING LLC

CRD#: 306702Lexington, MA

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