Nicholas D. Vantrease

PROVIDENT WEALTH

Knoxville, TN

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CRD#: 6810853

Professional summary

Nicholas Dane Vantrease, CFP®, CPWA® is a registered financial advisor currently at PROVIDENT WEALTH, LLC located in Knoxville, Tennessee.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Nicholas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Dane Vantrease's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

CPWA^®

Certified Private Wealth Advisor

Start date: 2022-03-01

Expire date: 2024-02-29

Experience

Current

August 9, 2017 - Present

PROVIDENT WEALTH, LLC

RIA

CRD#: 288660

Knoxville, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/9/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/22/2017

Uniform Investment Adviser Law Examination

Current Firm

PROVIDENT WEALTH, LLC

CRD#: 288660 / SEC#:

Tennessee

Registered Investment Advisory firm - (8/7/2017 Approved)

Texas

Registered Investment Advisory firm - (10/13/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Knoxville, TN

Mailing Address

Po Box 24534, Knoxville, TN 37933

Phone number

(865) 292-2540

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	265
AUM (Assets Under Management)	$ 79,247,790

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas D. Vantrease

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Dane Vantrease's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROVIDENT WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/22/2017

Current Firm

PROVIDENT WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROVIDENT WEALTH, LLC

TRUST BUT VERIFY

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