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Cody Charles Riesterer

Cody C. Riesterer

ALTRUIST FINANCIAL LLC
San Clemente, CA
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CRD#: 6810438
Cody Charles Riesterer

Professional summary


Cody Charles Riesterer, CFP®, who also goes by Cody C Riesterer, Chuck Riesterer, Cody Riesterer, is a registered financial professional currently at ALTRUIST FINANCIAL LLC located in San Clemente, California.

Cody is registered as a RR (Registered Representative) and started their career in finance in 2017. Cody has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cody C Riesterer | Chuck Riesterer | Cody Riesterer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 3600 Minnesota Drive Ste 100 Edina MN 55435; 05/2019; 5 hours per month; 5 hours during trading hours] [OPERATING UNDER THE DBA NAME OF PROMUS FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; EDINA, MN; START DATE: 07/2019]

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Cody Charles Riesterer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2022

Experience


Current

January 15, 2025 - Present

ALTRUIST FINANCIAL LLC

BD
CRD#: 299274
San Clemente, CA
Past

May 31, 2019 - January 8, 2025

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
EDINA, MN
Past

May 22, 2019 - January 8, 2025

NYLIFE SECURITIES LLC

BD
CRD#: 5167
EDINA, MN
Past

June 25, 2018 - May 18, 2019

EDWARD JONES

RIA
CRD#: 250
ST LOUIS PARK, MN
Past

June 25, 2018 - May 18, 2019

EDWARD JONES

BD
CRD#: 250
ST LOUIS PARK, MN
Past

November 13, 2017 - January 16, 2018

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
PHOENIX, AZ
Past

October 3, 2017 - January 16, 2018

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
PHOENIX, AZ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/15/2025)
RR
Alaska
(1/15/2025)
RR
Arizona
(1/15/2025)
RR
Arkansas
(1/15/2025)
RR
California
(1/15/2025)
RR
Colorado
(1/15/2025)
RR
Connecticut
(1/15/2025)
RR
Delaware
(1/15/2025)
RR
District of Columbia
(1/15/2025)
RR
Florida
(1/15/2025)
RR
Georgia
(1/15/2025)
RR
Hawaii
(1/15/2025)
RR
Idaho
(1/15/2025)
RR
Illinois
(1/15/2025)
RR
Indiana
(1/15/2025)
RR
Iowa
(1/15/2025)
RR
Kansas
(1/15/2025)
RR
Kentucky
(1/15/2025)
RR
Louisiana
(1/15/2025)
RR
Maine
(1/15/2025)
RR
Maryland
(1/15/2025)
RR
Massachusetts
(1/15/2025)
RR
Michigan
(1/15/2025)
RR
Minnesota
(1/15/2025)
RR
Mississippi
(1/15/2025)
RR
Missouri
(1/15/2025)
RR
Montana
(1/15/2025)
RR
Nebraska
(1/15/2025)
RR
Nevada
(1/15/2025)
RR
New Hampshire
(1/15/2025)
RR
New Jersey
(1/15/2025)
RR
New Mexico
(1/15/2025)
RR
New York
(1/15/2025)
RR
North Carolina
(1/15/2025)
RR
North Dakota
(1/15/2025)
RR
Ohio
(1/17/2025)
RR
Oklahoma
(1/15/2025)
RR
Oregon
(1/15/2025)
RR
Pennsylvania
(1/15/2025)
RR
Puerto Rico
(1/15/2025)
RR
Rhode Island
(1/15/2025)
RR
South Carolina
(1/15/2025)
RR
South Dakota
(1/15/2025)
RR
Tennessee
(1/15/2025)
RR
Texas
(1/15/2025)
RR
Utah
(1/15/2025)
RR
Vermont
(1/15/2025)
RR
Virgin Islands
(1/15/2025)
RR
Virginia
(1/15/2025)
RR
Washington
(1/15/2025)
RR
West Virginia
(1/15/2025)
RR
Wisconsin
(1/15/2025)
RR
Wyoming
(1/15/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/13/2017
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AF
ALTRUIST FINANCIAL LLC
ALTRUIST | ALTRUIST FINANCIAL LLC | ALTRUIST CLEARING

CRD#: 299274 / SEC#: , 8-70244

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
3030 S La Cienega Blvd, Culver City, CA 90232
Mailing Address
3030 S La Cienega Blvd, Culver City, CA 90232
Phone number
(888) 510-4660
Established
Delaware since 10/08/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ALTRUIST CORPMEMBER
BAHADORI, MAZI [NMN]CEO AND CCO5749453
GERINGER, JASONFINOP5781274
JUNKER, DAVID JSENIOR DIRECTOR OF CLEARING OPERATIONS (POO)6073985
MENNOW, ROBERT ALLISONHEAD OF ADVISOR OPERATIONS3070390
WARNER, WESLEY DEESENIOR DIRECTOR OF ADVISOR OPERATIONS5584384

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALTRUIST FINANCIAL LLC

CRD#: 299274 San Clemente, CA

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