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RV

Randolph S. Victor

MAPLEWOOD INVESTMENTS
DALLAS, TX 75251
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CRD#: 6810336
RV
Randolph Scott Victor Jr.MAPLEWOOD INVESTMENTS

Professional summary


Randolph Scott Victor Jr., who also goes by Randolph Scott VIctor, Scott Victor, is a registered financial professional currently at MAPLEWOOD INVESTMENTS, INC. located in Dallas, Texas.

Randolph is registered as a RR (Registered Representative) and started their career in finance in 2018. Randolph has worked at 2 firms and has passed the SIE and Series 99 exams.

Aliases


Randolph Scott Victor | Scott Victor

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Randolph Scott Victor Jr.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 4, 2026 - Present

MAPLEWOOD INVESTMENTS, INC.

Office #1: 12222 Merit Dr Suite 1390, Dallas, TX 75251
BD
CRD#: 103723
DALLAS, TX
Past

March 29, 2018 - July 7, 2021

TRIVE NEW YORK LLC

BD
CRD#: 21946
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 3/29/2018
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm


MI
MAPLEWOOD INVESTMENTS, INC.
MAPLEWOOD INVESTMENT ADVISORS, INC. | MAPLEWOOD INVESTMENTS, INC.

CRD#: 103723 / SEC#: , 8-52221

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
12222 Merit Dr Suite 1390, Dallas, TX 75251
Mailing Address
12222 Merit Dr Suite 1390, Dallas, TX 75251
Phone number
(214) 739-5677
Established
Texas since 11/08/1999
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MAPLEWOOD HOLDINGS, LLCSOLE SHAREHOLDER
BESEK, CYNTHIA ELIZABETHSENIOR VICE-PRESIDENT/CHIEF OPERATING OFFICER/SECRETARY1669039
DOOLEY, DANIEL CLIFTONPRESIDENT/FINOP1699483
MOORE, LAURIE MICHELECHIEF COMPLIANCE OFFICER2020784
SWOPE, ANDREA LOUISECEO/MUNI PRINCIPAL5404168

Disclosures


Regulatory Event1

Red Flags


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Company Information


MAPLEWOOD INVESTMENTS, INC.

CRD#: 103723Dallas, TX 75251

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