Tariq S. Khan
Professional summary
Tariq Shanawaz Khan, who also goes by Tariq S Khan, Tariq Khan, is a registered financial professional currently at CENTERVIEW PARTNERS LLC located in New York, New York.
Tariq is registered as a RR (Registered Representative) and started their career in finance in 2018. Tariq has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tariq Shanawaz Khan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2021 - Present
CENTERVIEW PARTNERS LLC
Office #1: 31 West 52nd Street 22nd Floor, New York, NY 10019May 10, 2019 - April 9, 2021
BOFA SECURITIES, INC.
August 13, 2018 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2021)
Exams
Series 7TO
Date: 11/11/2021
General Securities Representative ExaminationFINRA
Current Firm
CENTERVIEW PARTNERS LLC
CRD#: 133796 / SEC#: , 8-66774
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CENTERVIEW PARTNERS ADVISORY HOLDINGS LLC | MANAGING MEMBER | |
| EFFRON, BLAIR WAYNE | PARTNER | 1532642 |
| HARTMAN, ALAN PHILIP | PARTNER | 2595280 |
| KOSOWSKY, AMANDA LENORE | CHIEF COMPLIANCE OFFICER | 6639399 |
| PRUZAN, ROBERT ALAN | PARTNER | 2018542 |
| ROBINSON, MARK JASON | PARTNER | 2394581 |
| VICARI, JEANNE | FINOP & CHIEF FINANCIAL OFFICER | 1975263 |
Red Flags
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