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SA

Stefano J. Abruzzo

3G FINANCIAL
Holmdel, NJ 07733
Some features on this profile are disabled
CRD#: 6809843
SA

Professional summary

Stefano Joseph Abruzzo, who also goes by Stefano Abruzzo, is a registered financial professional currently at 3G FINANCIAL located in Holmdel, New Jersey.

Stefano is registered as a RR (Registered Representative) and started their career in finance in 2020. Stefano has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Stefano Abruzzo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stefano Joseph Abruzzo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 10, 2024 - Present

3G FINANCIAL

Office #1: 101 Crawfords Corner Rd., Suite 4116, Holmdel, NJ 07733
BD
CRD#: 317740
Holmdel, NJ
Past

March 5, 2020 - April 22, 2024

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NEW YORK, NY
Past

January 31, 2020 - September 28, 2023

CITI PRIVATE ALTERNATIVES, LLC

BD
CRD#: 153777
New York, NY
Past

January 23, 2020 - April 22, 2024

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/10/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/4/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/23/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/1/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

3F
3G FINANCIAL
3G FINANCIAL | GOLDEN GATE GLOBAL FINANCIAL, LLC

CRD#: 317740 / SEC#: , 8-70903

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
101 Crawfords Corner Rd., Suite 4116, Holmdel, NJ 07733
Mailing Address
101 Crawfords Corner Rd., Suite 4116, Holmdel, NJ 07733
Phone number
(212) 220-5766
Established
Delaware since 10/01/2021
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GGG FINANCIAL, LLCMEMBER
DECICCO, JEFFREY ALLAN SR.CEO/CCO4190543
HAYES, SUSANFINOP/CFO/POO/PFO2856326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

3G FINANCIAL

CRD#: 317740Holmdel, NJ 07733

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