Peter K. Feldstein
Professional summary
Peter Keith Feldstein, who also goes by Peter Feldstein, is a registered financial professional currently at THOMA BRAVO CAPITAL MARKETS, LLC .
Peter is registered as a RR (Registered Representative) and started their career in finance in 2018. Peter has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Keith Feldstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2021 - Present
THOMA BRAVO CAPITAL MARKETS, LLC
Office #1: Norfolk House 31 St. James's Square 6th Floor, London, SW1Y 4JRMay 10, 2019 - December 24, 2019
BOFA SECURITIES, INC.
August 13, 2018 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/25/2021
General Securities Representative ExaminationFINRA
Current Firm
THOMA BRAVO CAPITAL MARKETS, LLC
CRD#: 311317 / SEC#: , 8-70612
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THOMA BRAVO ADVISERS, L.P. | MEMBER | |
| ALPER, JENNIFER JAMES | PRINCIPAL, INVESTOR RELATIONS & MARKETING | 7309562 |
| KRZAK, ALEXANDER JACOB | PRINCIAL OPERATIONS OFFICER | 6349160 |
| MOCK, ERWIN HECTOR | PRINCIPAL, HEAD OF CAPITAL MARKETS | 4236454 |
| PORTNOFF, DAVID ROSS | FIN OP, PRINCIPAL FINANCIAL OFFICER | 2977967 |
| SCHWAB, STEVEN ANTHONY | SENIOR DIRECTOR, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 4589027 |
Red Flags
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Company Information
THOMA BRAVO CAPITAL MARKETS, LLC
CRD#: 311317London, SW1Y 4JRTRUST BUT VERIFY
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