Phillip Harabarovici

GRANEY& KING

Latham, NY 12110

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CRD#: 6809360

Professional summary

Phillip Harabarovici is a registered financial advisor currently at GRANEY& KING, LLC located in Latham, New York and LPL FINANCIAL LLC located in Latham, New York.

Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Phillip has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)9/10/2020- Graney & King, LLC-DBA for LPL Business (entity for LPL business)- Inv. Related- Latham, NY- 100% 2)9/10/2020- EMIL Printing LLC- Electronic Shopping and Mail-Order Houses- Non-Inv. Related- Albany, NY 3) 12/2022 - Order of the Sons of Pericles - Member - 08/2023 - Saint Sophia Greek Orthodox Church, 440 Whitehall Road, Albany, New York, 12208 - Not Investment Related - Non-Profit Board Member - Assist Local Albany chapter in organizing volunteer and community events at church - 1 hours per month - 0 hours per month during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Harabarovici's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2021 - Present

GRANEY& KING, LLC

Office #1: 623 New Loudon Road, Latham, NY 12110

RIA

CRD#: 126461

Latham, NY

Current

October 2, 2020 - Present

LPL FINANCIAL LLC

Office #1: 623 Loudon Road Br#3, Latham, NY 12110

RIA

CRD#: 6413

Latham, NY

Past

December 4, 2020 - December 22, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRANEY& KING, LLC

GRANEY & KING, LLC | GRANEY& KING, LLC

CRD#: 126461 / SEC#: 801-123006

RIA

Registered Investment Advisory firm - (1/7/2022 Approved)

New York

Registered Investment Advisory firm - (1/25/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(12/3/2020)

New York
(10/28/2020)

IAR

New York
(6/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/1/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/8/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

GRANEY& KING, LLC

GRANEY & KING, LLC | GRANEY& KING, LLC

CRD#: 126461 / SEC#: 801-123006

RIA

Registered Investment Advisory firm - (1/7/2022 Approved)

New York

Registered Investment Advisory firm - (1/25/2022 Terminated)

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Contact information

Main Address

623 New Loudon Road, Latham, NY 12110

Mailing Address

Phone number

(518) 785-6400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A - FIRM BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,144
AUM (Assets Under Management)	$ 418,087,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Phillip Harabarovici

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Harabarovici's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRANEY& KING, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

GRANEY& KING, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2020

Series 7TO

Date: 10/1/2020

SIE

Date: 6/8/2020

FINRA

Current Firm

GRANEY& KING, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRANEY& KING, LLC

TRUST BUT VERIFY

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