Stephen R. Daprile

GEM-YOUNG WEALTH ADVISORS

Canfield, OH 44406

Some features on this profile are disabled

CRD#: 6809357

Professional summary

Stephen Robert Daprile is a registered financial advisor currently at GEM-YOUNG WEALTH ADVISORS, LLC located in Canfield, Ohio.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Stephen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Robert Daprile's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2019 - Present

GEM-YOUNG WEALTH ADVISORS, LLC

Office #1: 3792 Starrs Centre Dr., Canfield, OH 44406

RIA

CRD#: 171340

Canfield, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/7/2019)

IAR

Pennsylvania
(3/7/2019)

IAR

Texas
(4/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/2019

Uniform Investment Adviser Law Examination

Current Firm

GEM-YOUNG WEALTH ADVISORS, LLC

DAPRILE, LEO J | GEM-YOUNG WEALTH ADVISORS, LLC. | GEM-YOUNG WEALTH ADVISORS, LLC

CRD#: 171340 / SEC#:

Ohio

Registered Investment Advisory firm - (6/10/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/18/2015 Approved)

Texas

Registered Investment Advisory firm - (4/4/2023 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3792 Starrs Centre Dr., Canfield, OH 44406

Mailing Address

Phone number

(330) 533-6936

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	286
AUM (Assets Under Management)	$ 118,229,548

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Devin Garofalo

COLONIAL RIVER WEALTH MANAGEMENT LLC

IAR

Midlothian, VA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Tammy Williams

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephen R. Daprile

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Robert Daprile's CRS (Customer Relationship Summary).

Certified licenses

Experience

GEM-YOUNG WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/2019

Current Firm

GEM-YOUNG WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GEM-YOUNG WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors