Juan D. Sicco
Professional summary
Juan Diego Sicco, who also goes by Juan D Sicco, Juan Diego Sicco, is a registered financial advisor currently at TCI WEALTH ADVISORS, INC. located in Scottsdale, Arizona.
Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Juan has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 99, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Juan Diego Sicco's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2025 - Present
TCI WEALTH ADVISORS, INC.
Office #1: 6929 E. Greenway Parkway Suite 170, Scottsdale, AZ 85254August 14, 2018 - June 28, 2021
CHARLES SCHWAB & CO., INC.
August 16, 2017 - June 22, 2018
VECTORGLOBAL WMG
Primary Firm SEC Registration
TCI WEALTH ADVISORS, INC.
CRD#: 107373 / SEC#: 801-37083
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/28/2025)
Exams
Current Firm
TCI WEALTH ADVISORS, INC.
CRD#: 107373 / SEC#: 801-37083
Contact information
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,010 |
| AUM (Assets Under Management) | $ 4,527,183,704 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 08/23/2024 | ||
| 10/30/2023 | ||
| 12/22/2022 |
Red Flags
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