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Mitchell P. O'shell

PNC CAPITAL MARKETS
PITTSBURGH, PA
·CRD# 6808647·6 years experience

Professional Summary

Mitchell P. O'shell, who also goes by Mitchell Paul Oshell, Mitchell Oshell, is a registered financial advisor currently at PNC CAPITAL MARKETS LLC located in Pittsburgh, Pennsylvania. Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2021. Mitchell has worked at 1 firm and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mitchell Paul Oshell, Mitchell Oshell

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

PNC CAPITAL MARKETS LLC·CRD# 15647
BD
300 Fifth Avenue, Pittsburgh, PA 15222
November 16, 2021 - Present

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Current Firm

PC
PNC CAPITAL MARKETS LLC

PNB BROKERAGE SERVICES, INC. | PNC SECURITIES CORP | PNC CAPITAL MARKETS, INC. | PNC CAPITAL MARKETS LLC

CRD#: 15647 / SEC#: 8-32493
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

300 Fifth Avenue 5th Floor, Pittsburgh, PA 15222

Mailing Address

1600 Market Street F2-f070-21-4, Philadelphia, PA 19103

Phone Number

(215) 585-1079

Established

Pennsylvania since 12/01/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PNC HOLDING, LLC.PARENT—
BEGLEY, TERENCE PATRICKBOARD MEMBER4718949
BERNIER, JAMES STEVENSCHIEF EXECUTIVE OFFICER2849222
DERESPIRIS, BRIAN GPRESIDENT, COO5399266
MCNELIS, BRIAN PATRICKBOARD MEMBER4886370
MILLER, JOHN RPRINCIPAL FINANCIAL OFFICER6933635
MILLER, JOHN RTREASURER AND FINOP6933635
PUMPHREY, MARY PATRICIACHIEF COMPLIANCE OFFICER2513345
PUMPHREY, MARY PATRICIACHIEF RISK OFFICER2513345
THOMAS, MICHAELCHAIRMAN2992653
TOBUN, ABIBOARD MEMBER4878954
WILLIAMS, TROY MATTHEWPRINCIPAL OPERATIONS OFFICER7763919

Disclosures

Regulatory Event

10

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/8/2022)
RR
Alaska
(2/8/2022)
RR
Arizona
(2/8/2022)
RR
Arkansas
(2/8/2022)
RR
California
(2/8/2022)
RR
Colorado
(2/8/2022)
RR
Connecticut
(2/8/2022)
RR
Delaware
(2/8/2022)
RR
District of Columbia
(2/8/2022)
RR
Florida
(2/8/2022)
RR
Georgia
(2/8/2022)
RR
Hawaii
(2/8/2022)
RR
Idaho
(2/8/2022)
RR
Illinois
(2/8/2022)
RR
Indiana
(2/8/2022)
RR
Iowa
(2/8/2022)
RR
Kansas
(2/8/2022)
RR
Kentucky
(2/8/2022)
RR
Louisiana
(2/8/2022)
RR
Maine
(2/8/2022)
RR
Maryland
(2/8/2022)
RR
Massachusetts
(2/8/2022)
RR
Michigan
(2/8/2022)
RR
Minnesota
(2/8/2022)
RR
Mississippi
(2/8/2022)
RR
Missouri
(2/8/2022)
RR
Montana
(2/8/2022)
RR
Nebraska
(2/8/2022)
RR
Nevada
(2/8/2022)
RR
New Hampshire
(2/8/2022)
RR
New Jersey
(2/8/2022)
RR
New Mexico
(2/8/2022)
RR
New York
(2/8/2022)
RR
North Carolina
(2/8/2022)
RR
North Dakota
(2/8/2022)
RR
Ohio
(2/9/2022)
RR
Oklahoma
(2/8/2022)
RR
Oregon
(2/8/2022)
RR
Pennsylvania
(11/16/2021)
RR
Puerto Rico
(2/8/2022)
RR
Rhode Island
(2/8/2022)
RR
South Carolina
(2/8/2022)
RR
South Dakota
(2/8/2022)
RR
Tennessee
(2/8/2022)
RR
Texas
(2/8/2022)
RR
Utah
(2/8/2022)
RR
Vermont
(2/8/2022)
RR
Virginia
(2/8/2022)
RR
Washington
(2/8/2022)
RR
West Virginia
(2/8/2022)
RR
Wisconsin
(2/8/2022)
RR
Wyoming
(2/8/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2021About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2021About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Nov 2021About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2020About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mitchell P. O'shell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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