Rodney T. Wendt

CORNERSTONE WEALTH

Aiken, SC 29803

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CRD#: 6808301

Professional summary

Rodney Thomas Wendt is a registered financial advisor currently at CORNERSTONE WEALTH located in Aiken, South Carolina.

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Rodney has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) KEYSTONE FINANCIAL SERVICES LLC POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/31/2020 ADDRESS: 3714 Executive Center Drive, Martinez GA 30907, United States DESCRIPTION: Registered Assistant at DBA used for marketing purposes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Thomas Wendt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2022 - Present

CORNERSTONE WEALTH

Office #1: 137 Old Market Street Ste 203, Aiken, SC 29803

RIA

CRD#: 289971

Aiken, SC

Past

November 25, 2020 - January 25, 2022

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

Martinez, GA

Past

August 31, 2020 - January 25, 2022

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Martinez, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE WEALTH

CRD#: 289971 / SEC#: 801-112164

RIA

Registered Investment Advisory firm - (12/22/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(4/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/31/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/26/2020

Securities Industry Essentials Examination

Current Firm

CORNERSTONE WEALTH

CRD#: 289971 / SEC#: 801-112164

RIA

Registered Investment Advisory firm - (12/22/2017 Approved)

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Contact information

Main Address

16810 Kenton Drive Suite 200, Huntersville, NC 28078

Mailing Address

Phone number

(704) 987-3410

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	6,834
AUM (Assets Under Management)	$ 2,108,342,140

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodney T. Wendt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Thomas Wendt's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORNERSTONE WEALTH

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

Primary Firm SEC Registration

CORNERSTONE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2020

Series 7TO

Date: 8/31/2020

SIE

Date: 7/26/2020

Current Firm

CORNERSTONE WEALTH

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE WEALTH

TRUST BUT VERIFY

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