Edward A Williford
Professional Summary
Edward A Williford, who also goes by Austin Williford, Edward Austin Williford III, Edward Austin Williford, is a registered financial advisor currently at INTREPID PARTNERS, LLC located in Houston, Texas and HOULIHAN LOKEY CAPITAL, INC. located in Houston, Texas. Edward is registered as a RR (Registered Representative) and started their career in finance in 2018. Edward has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Austin Williford, Edward Austin Williford Iii, Edward Austin Williford
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
HLHZ CAPITAL, A CALIFORNIA LIMITED PARTNERSHIP | HOULIHAN, LOKEY, HOWARD & ZUKIN CAPITAL, INC. | HOULIHAN, LOKEY, HOWARD & ZUKIN CAPITAL | HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL, L.P. | HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL, INC. | HOULIHAN LOKEY CAPITAL, INC.
Contact Information
Main Address
10250 Constellation Boulevard 5th Floor, Los Angeles, CA 90067Mailing Address
10250 Constellation Boulevard 5th Floor, Los Angeles, CA 90067Phone Number
(310) 553-8871Established
California since 01/09/1996Firm Type
CorporationFiscal Year End
MarchFirm Size
LargeFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOULIHAN LOKEY AMERICAS (HOLDINGS) LLC | DIRECT OWNER OF HOULIHAN LOKEY CAPITAL, INC. | — |
| ADELSON, SCOTT JOSEPH | PRESIDENT/CEO AND DIRECTOR (HLI) | 2147111 |
| ALLEY, JAMES LINDSEY | TREASURER/CHIEF FINANCIAL OFFICER (HLI) | 2394515 |
| BEISER, SCOTT LEE | VICE PRESIDENT/CO-CHAIRMAN AND DIRECTOR (HLI) | 2026185 |
| BEN-CANAAN, MARC AVI | CCO/AMLCO | 4885345 |
| BHANDARI, PRABHA | CHIEF LEGAL OFFICER/SECRETARY | 6885122 |
| TANIGUCHI, EDWARD NEAL | CHIEF FINANCIAL OFFICER, FINOP | 4632869 |
| YAMARONE, CHARLES ANTHONY III | SENIOR ADVISOR | 2190400 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/12/2022)
(10/12/2022)
(10/12/2022)
(10/12/2022)
(10/12/2022)
(10/12/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2018About the Series 79 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Edward A Williford's CRS (Customer Relationship Summary).
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