Carol A. Wasko

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CRD#: 6807355

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Carol Ann Wasko, CFP®, who also goes by Carol Ann Pratt, was a registered financial professional .

Carol is a previously registered financial professional and started their career in finance in 2017. Carol had worked at 2 firms .

Aliases

Carol Ann Pratt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Past

February 17, 2026 - July 6, 2026

HELIUM ADVISORS LLC

RIA

CRD#: 282356

VANCOUVER, WA

Past

June 22, 2017 - December 31, 2022

INTEGRATED WEALTH ADVISORS, LLC

RIA

CRD#: 145261

WILMINGTON, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HELIUM ADVISORS LLC

HELIUM ADVISORS | HELIUM ADVISORS LLC

CRD#: 282356 / SEC#: 801-126557

RIA

Registered Investment Advisory firm - (9/15/2022 Approved)

Arizona

Registered Investment Advisory firm - (12/7/2022 Terminated)

California

Registered Investment Advisory firm - (1/6/2023 Terminated)

Texas

Registered Investment Advisory firm - (12/7/2022 Terminated)

Washington

Registered Investment Advisory firm - (1/11/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

HELIUM ADVISORS LLC

HELIUM ADVISORS | HELIUM ADVISORS LLC

CRD#: 282356 / SEC#: 801-126557

RIA

Registered Investment Advisory firm - (9/15/2022 Approved)

Arizona

Registered Investment Advisory firm - (12/7/2022 Terminated)

California

Registered Investment Advisory firm - (1/6/2023 Terminated)

Texas

Registered Investment Advisory firm - (12/7/2022 Terminated)

Washington

Registered Investment Advisory firm - (1/11/2023 Terminated)

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Contact information

Main Address

222 Ne Park Plaza Dr Park Tower Iii, Suite 116, Vancouver, WA 98684

Mailing Address

Phone number

(425) 214-1533

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HELIUM ADVISORS LLC FORM ADV PART 2 06.2025 (10/15/2025)

Regulatory assets under management

Total Number of Accounts	896
AUM (Assets Under Management)	$ 308,092,194

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carol A. Wasko

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HELIUM ADVISORS LLC

INTEGRATED WEALTH ADVISORS, LLC

Primary Firm SEC Registration

HELIUM ADVISORS LLC

State Registrations and Notice Filings

Exams

Current Firm

HELIUM ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HELIUM ADVISORS LLC

TRUST BUT VERIFY

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