Serena E. Rappa

PAYCHEX SECURITIES

Rochester, NY 14623

Some features on this profile are disabled

CRD#: 6807305

Professional summary

Serena Eiermann Rappa, who also goes by Serena Maria Eiermann, Serena Eiermann Rappa, Serena Rappa, is a registered financial professional currently at PAYCHEX SECURITIES CORPORATION located in Rochester, New York.

Serena is registered as a RR (Registered Representative) and started their career in finance in 2017. Serena has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Serena Maria Eiermann | Serena Eiermann Rappa | Serena Rappa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Serena Eiermann Rappa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2022 - Present

PAYCHEX SECURITIES CORPORATION

Office #1: 220 Kenneth Drive, Rochester, NY 14623

CRD#: 39733

Rochester, NY

Past

July 24, 2017 - June 1, 2021

PAYCHEX SECURITIES CORPORATION

CRD#: 39733

HAUPPAUGE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/1/2022)

Alaska
(8/1/2022)

Arizona
(8/1/2022)

Arkansas
(8/1/2022)

California
(8/1/2022)

Colorado
(8/1/2022)

Connecticut
(8/1/2022)

Delaware
(8/1/2022)

District of Columbia
(8/1/2022)

Florida
(8/1/2022)

Georgia
(8/1/2022)

Hawaii
(8/1/2022)

Idaho
(8/1/2022)

Illinois
(8/1/2022)

Indiana
(8/1/2022)

Iowa
(8/1/2022)

Kansas
(8/1/2022)

Kentucky
(8/1/2022)

Louisiana
(8/1/2022)

Maine
(8/1/2022)

Maryland
(8/1/2022)

Massachusetts
(8/1/2022)

Michigan
(8/1/2022)

Minnesota
(8/1/2022)

Mississippi
(8/1/2022)

Missouri
(8/1/2022)

Montana
(8/1/2022)

Nebraska
(8/1/2022)

Nevada
(8/1/2022)

New Hampshire
(8/1/2022)

New Jersey
(8/1/2022)

New Mexico
(8/1/2022)

New York
(8/1/2022)

North Carolina
(8/1/2022)

North Dakota
(8/1/2022)

Ohio
(8/1/2022)

Oklahoma
(8/1/2022)

Oregon
(8/1/2022)

Pennsylvania
(8/1/2022)

Rhode Island
(8/1/2022)

South Carolina
(8/1/2022)

South Dakota
(8/1/2022)

Tennessee
(8/1/2022)

Texas
(8/1/2022)

Utah
(8/1/2022)

Vermont
(8/1/2022)

Virginia
(8/1/2022)

Washington
(8/1/2022)

West Virginia
(8/1/2022)

Wisconsin
(8/1/2022)

Wyoming
(8/1/2022)

Exams

State Security Law Exam

Series 63

Date: 10/11/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/24/2017

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PAYCHEX SECURITIES CORPORATION

CRD#: 39733 / SEC#: , 8-48942

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

220 Kenneth Drive, Rochester, NY 14623

Mailing Address

220 Kenneth Drive, Rochester, NY 14623

Phone number

(585) 336-6545

Established

New York since 07/17/1995

Firm type

Corporation

Fiscal year end

May

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PAYCHEX HOLDINGS, LLC	PARENT CORP
SCHRADER, ROBERT LEWIS	DIRECTOR	7827962
SIMMONS, CHRISTOPHER CARL	TREASURER	7621466
WILEY, CHRISTINE LEE	PRESIDENT	3108303
WILEY, CHRISTINE LEE	CHIEF COMPLIANCE OFFICER	3108303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Downey

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Rochester, NY

Donald Devitto

RBC CAPITAL MARKETS, LLC

IAR

Rochester, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Serena E. Rappa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Serena Eiermann Rappa's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAYCHEX SECURITIES CORPORATION

PAYCHEX SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 10/11/2017

SIE

Date: 10/1/2018

Series 6

Date: 7/24/2017

FINRA

Current Firm

PAYCHEX SECURITIES CORPORATION

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PAYCHEX SECURITIES CORPORATION

TRUST BUT VERIFY

Similar Advisors