Kellie M. Borror

DANER WEALTH MANAGEMENT

Alpharetta, GA 30022

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CRD#: 6807290

Professional summary

Kellie Marie Borror, who also goes by Kellie Borror, is a registered financial advisor currently at DANER WEALTH MANAGEMENT, LLC located in Alpharetta, Georgia.

Kellie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kellie has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kellie Borror

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT- INVESTMENT RELATED-AT REPORTED BUSINESS LOCATION(S), INSURANCE SALES, AGENT, 2017, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kellie Marie Borror's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2022 - Present

DANER WEALTH MANAGEMENT, LLC

Office #1: 11475 Great Oaks Way Suite 340, Alpharetta, GA 30022

RIA

CRD#: 317373

Alpharetta, GA

Past

April 26, 2018 - March 23, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ALPHARETTA, GA

Past

April 26, 2018 - March 23, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ALPHARETTA, GA

Past

August 31, 2017 - April 26, 2018

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

BUFORD, GA

Past

July 18, 2017 - April 26, 2018

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

BUFORD, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DANER WEALTH MANAGEMENT, LLC

CRD#: 317373 / SEC#: 801-122891

RIA

Registered Investment Advisory firm - (12/16/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(9/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/11/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2017

General Securities Representative Examination

Current Firm

DANER WEALTH MANAGEMENT, LLC

CRD#: 317373 / SEC#: 801-122891

RIA

Registered Investment Advisory firm - (12/16/2021 Approved)

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Contact information

Main Address

11475 Great Oaks Way Suite 340, Alpharetta, GA 30022

Mailing Address

Phone number

(404) 915-0128

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWM WRAP BROCHURE (2/7/2025)

DWM ADV PART 2A (2/7/2025)

Regulatory assets under management

Total Number of Accounts	622
AUM (Assets Under Management)	$ 176,044,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kellie M. Borror

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kellie Marie Borror's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

DANER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/11/2017

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2017

Current Firm

DANER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DANER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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