Y S. Shih

ODER INVESTMENT MANAGEMENT

Woodland Hills, CA 91367

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CRD#: 6806755

Professional summary

Y Samuel Shih, who also goes by Y Shih, Sam Shih, Samuel Shih, is a registered financial advisor currently at ODER INVESTMENT MANAGEMENT, LLC located in Woodland Hills, California.

Y is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Y has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Y Shih | Sam Shih | Samuel Shih

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Y Samuel Shih's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2021 - Present

ODER INVESTMENT MANAGEMENT, LLC

Office #1: 21300 Victory Blvd Suite 855, Woodland Hills, CA 91367

RIA

CRD#: 134506

Woodland Hills, CA

Past

October 8, 2019 - December 20, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ODER INVESTMENT MANAGEMENT, LLC

ODER & STEWART INVESTMENT MANAGEMENT, LLC | ODER INVESTMENT MANAGEMENT, LLC

CRD#: 134506 / SEC#: 801-110656

RIA

Registered Investment Advisory firm - (6/16/2017 Approved)

California

Registered Investment Advisory firm - (7/23/2017 Terminated)

Texas

Registered Investment Advisory firm - (6/23/2017 Terminated)

Washington

Registered Investment Advisory firm - (4/29/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/8/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/26/2019

Securities Industry Essentials Examination

Current Firm

ODER INVESTMENT MANAGEMENT, LLC

ODER & STEWART INVESTMENT MANAGEMENT, LLC | ODER INVESTMENT MANAGEMENT, LLC

CRD#: 134506 / SEC#: 801-110656

RIA

Registered Investment Advisory firm - (6/16/2017 Approved)

California

Registered Investment Advisory firm - (7/23/2017 Terminated)

Texas

Registered Investment Advisory firm - (6/23/2017 Terminated)

Washington

Registered Investment Advisory firm - (4/29/2016 Terminated)

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Contact information

Main Address

21300 Victory Blvd Suite 855, Woodland Hills, CA 91367

Mailing Address

Phone number

(818) 676-0036

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ODER INVESTMENT MANAGEMENT PART 2A AND 2B SUPPLEMENTS (11/13/2025)

Regulatory assets under management

Total Number of Accounts	599
AUM (Assets Under Management)	$ 319,333,215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Y S. Shih

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Y Samuel Shih's CRS (Customer Relationship Summary).

Certified licenses

Experience

ODER INVESTMENT MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ODER INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2020

Series 63

Date: 3/17/2020

Series 7TO

Date: 10/8/2019

SIE

Date: 7/26/2019

Current Firm

ODER INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ODER INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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