Steven Orozco
Professional summary
Steven Orozco is a registered financial professional currently at PCE INVESTMENT BANKERS, INC. located in Winter Park, Florida.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2018. Steven has worked at 2 firms and has passed the SIE, Series 79TO and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Orozco's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2024 - Present
PCE INVESTMENT BANKERS, INC.
Office #1: 200 E. New England Avenue, Suite 400, Winter Park, FL 32789August 6, 2018 - January 24, 2020
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 9/27/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PCE INVESTMENT BANKERS, INC.
CRD#: 45352 / SEC#: , 8-51030
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PCE HOLDINGS, INC. | SHAREHOLDER | |
| POOLE, MICHAEL WILLIAM | CCO/PRESIDENT/FINANCIAL & OPERATIONS PRINCIPAL/ | 2794464 |
Red Flags
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